Defendant Name:
William H. Salem
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of William H. Salem
First Document Date
10-Feb-2009
Initial Filing Format
Administrative Action
File Number
3-13366
Allegation Type
Broker Dealer
Affiliations
- Former: Registered Investment Adviser at Advest, Inc. (January 2003—November 2005)
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)
First Resolution Date
