Defendant Name: Altair Nanotechnologies, Inc.

Defendant Type: Public Company
SIC Code: 1000
CUSIP: 02137330

Initial Case Details

Legal Case Name In the Matter of Altair Nanotechnologies, Inc.
First Document Date 29-Sep-2016
Initial Filing Format Administrative Action
File Number 3-17600
Allegation Type Issuer Reporting and Disclosure

Violations Alleged

Exchange Act
• Sec 13(a)
• Rule 13a-1
• Rule 13a-13
• Sec 13(b)(2)(B)

Resolutions

First Resolution Date 29-Sep-2016
Headline Total Penalty and Disgorgement $250,000

Related Documents:

34-78997 29-Sep-2016 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
On September 29, 2016, the SEC instituted settled cease-and-desist proceedings against Altair Nanotechnologies, Inc. ("Altair"). The SEC stated: "This financial reporting matter arises from Altair’s violations of the reporting and internal controls provisions of the Exchange Act."
34-78997-s 29-Sep-2016 Administrative Summary
Battery and Energy Storage System Company Settles with SEC Regarding Reporting and Internal Controls Violations
The SEC stated that: "Altair Nanotechnologies, Inc. (“Altair”) has agreed to settle reporting and internal controls charges."