Defendant Name: Wang Feng

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. China Infrastructure Investment Corporation, Li Xipeng and Wang Feng
First Document Date 03-Mar-2015
Initial Filing Format Civil Proceeding
Case Number 15-cv-00307
Allegation Type Issuer Reporting and Disclosure
Federal District Court District of Columbia, District of Columbia

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 13a-14
• Sec 20(e)
Other
• Rule 13b2-2 Exchange Act

Related Violations Alleged

Wang Feng is alleged to have aided and abetted China Infrastructure Investment Corp. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Wang Feng is alleged to have aided and abetted China Infrastructure Investment Corp. 's violation of Rule 12b-20 of the Exchange Act.
Wang Feng is alleged to have aided and abetted China Infrastructure Investment Corp. 's violation of Sec 13(a) of the Exchange Act.
Wang Feng is alleged to have aided and abetted China Infrastructure Investment Corp. 's violation of Rule 13a-1 of the Exchange Act.
Wang Feng is alleged to have aided and abetted China Infrastructure Investment Corp. 's violation of Rule 13a-13 of the Exchange Act.
Wang Feng is alleged to have aided and abetted Li Xipeng's violation of Rule 13a-14 of the Exchange Act.
Wang Feng is alleged to have aided and abetted China Infrastructure Investment Corp. 's violation of Rule 13a-14 of the Exchange Act.

Resolutions

First Resolution Date 26-May-2016
Headline Total Penalty and Disgorgement $2,100,000

Related Documents:

complaint_15-cv-00307 03-Mar-2015 Complaint
Complaint
court_doc25_15-cv-00307 26-May-2016 Court Docket Document
Memorandum Opinion

Other Defendants in Action:

China Infrastructure Investment Corp.
Li Xipeng