Defendant Name: Sandra Chen, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Anderson Bradshaw PLLC, Russell Anderson, CPA, Sandra Chen, CPA, and William Denney, CPA
First Document Date 26-Jan-2017
Initial Filing Format Administrative Action
File Number 3-17816
Allegation Type Issuer Reporting and Disclosure
AAER 3856

Affiliations

Violations Alleged

Related Violations Alleged

Sandra Chen, CPA is alleged to have aided and abetted Anderson Bradshaw PLLC's violation of Rule 2-02(b)(1) Regulation S-X (willfully/knowingly).
Sandra Chen, CPA is alleged to have caused Anderson Bradshaw PLLC's violation of Rule 2-02(b)(1) Regulation S-X (willfully/knowingly).

Resolutions

Bars:
First Resolution Date 26-Jan-2017
Headline Total Penalty and Disgorgement $5,000

Related Documents:

34-79880 26-Jan-2017 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Anderson Bradshaw PLLC
Russell Anderson, CPA
William Denney, CPA

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