Defendant Name: Great Lakes Dredge & Dock Corporation

Defendant Type: Public Company
SIC Code: 1600
CUSIP: 39060710

Initial Case Details

Legal Case Name In the Matter of Great Lakes Dredge & Dock Corporation
First Document Date 27-Oct-2014
Initial Filing Format Administrative Action
File Number 3-16215
Allegation Type Issuer Reporting and Disclosure
AAER 3593

Violations Alleged

Exchange Act
• Rule 12b-20
• Sec 13(a)
• Rule 13a-13
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)

Resolutions

First Resolution Date 27-Oct-2014
Headline Total Penalty and Disgorgement $150,000

Related Documents:

34-73434 27-Oct-2014 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order and a Civil Penalty
On October 27, 2014, the SEC instituted settled administrative proceedings against Great Lakes Dredge & Dock Company. According to the SEC: "During the second and third quarters of 2012, Great Lakes overstated revenues in its demolition segment."