Defendant Name:
PNC Capital Markets LLC
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
The PNC Financial Services Group, Inc.
SIC Code:
6021
CUSIP:
69347510
Initial Case Details
Legal Case Name
In the Matter of PNC Capital Markets LLC
First Document Date
30-Sep-2015
Initial Filing Format
Administrative Action
File Number
3-16868
Allegation Type
Municipal Securities & Public Pensions
Resolutions
First Resolution Date
30-Sep-2015
Headline Total Penalty and Disgorgement
$500,000