Defendant Name: Alan B. Levan

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. BankAtlantic Bancorp, Inc. and Alan B. Levan
First Document Date 18-Jan-2012
Initial Filing Format Civil Proceeding
Case Number 12-cv-60082
Allegation Type Issuer Reporting and Disclosure
Federal District Court Florida, Southern District of Florida

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 13a-14
• Sec 13(b)(5)
Other
• Rule 13b2-2 Exchange Act

Related Violations Alleged

Alan B. Levan is alleged to have aided and abetted BankAtlantic Bancorp, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Alan B. Levan is alleged to have aided and abetted BankAtlantic Bancorp, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Alan B. Levan is alleged to have aided and abetted BankAtlantic Bancorp, Inc.'s violation of Sec 13(a) of the Exchange Act.
Alan B. Levan is alleged to have aided and abetted BankAtlantic Bancorp, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Alan B. Levan is alleged to have aided and abetted BankAtlantic Bancorp, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Alan B. Levan is alleged to have aided and abetted BankAtlantic Bancorp, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Alan B. Levan is alleged to have aided and abetted BankAtlantic Bancorp, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 24-Sep-2015
Headline Total Penalty and Disgorgement $1,300,000

Related Documents:

comp22229 18-Jan-2012 Complaint
Complaint for Injunctive and other Relief
court_doc474_12-cv-60082 24-Sep-2015 Court Docket Document
Final Judgment
court_doc625_12-cv-60082 08-May-2017 Court Docket Document
Final Judgment
court_doc624_12-cv-60082 08-May-2017 Court Docket Document
Jury Verdict

Other Defendants in Action:

Bankatlantic Bancorp, Inc.