Defendant Name:
FTN Financial Securities Corp.
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
First Horizon National Corporation
SIC Code:
6021
CUSIP:
32051710
Initial Case Details
Legal Case Name
In the Matter of FTN Financial Securities Corp.
First Document Date
17-Nov-2011
Initial Filing Format
Administrative Action
File Number
3-14632
Allegation Type
Investment Advisers/Investment Companies
Violations Alleged
Related Violations Alleged
FTN Financial Securities Corp. is alleged to have caused Sentinel Management Group, Inc.'s violation of Section 204(a), Rule 204-2(a)(6) Advisers Act.
Resolutions
First Resolution Date
17-Nov-2011