Defendant Name:
Brian J. Kearns
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Brian J. Kearns and Bruce J. Van Fossen
First Document Date
12-Mar-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-03599
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: CFO at MedQuist Inc. (October 2000—July 2004)
- Former: Treasurer at MedQuist Inc. (October 2000—July 2004)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Brian J. Kearns is alleged to have aided and abetted MedQuist Inc.'s violation of Rule 12b-20 of the Exchange Act.
Brian J. Kearns is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Brian J. Kearns is alleged to have aided and abetted MedQuist Inc.'s violation of Sec 13(a) of the Exchange Act.
Brian J. Kearns is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Brian J. Kearns is alleged to have aided and abetted MedQuist Inc.'s violation of Rule 13a-1 of the Exchange Act.
Brian J. Kearns is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Brian J. Kearns is alleged to have aided and abetted MedQuist Inc.'s violation of Rule 13a-11 of the Exchange Act.
Brian J. Kearns is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Brian J. Kearns is alleged to have aided and abetted MedQuist Inc.'s violation of Rule 13a-13 of the Exchange Act.
Brian J. Kearns is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Brian J. Kearns is alleged to have aided and abetted MedQuist Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Brian J. Kearns is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Brian J. Kearns is alleged to have aided and abetted MedQuist Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Brian J. Kearns is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
29-Apr-2011
Headline Total Penalty and Disgorgement
$50,000
Other Defendants in Action:
