Defendant Name: Andrew K. Proctor

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Andrew K. Proctor, and Atlas JG, LLC
First Document Date 14-Jun-2016
Initial Filing Format Civil Proceeding
Case Number 16-cv-00437
Allegation Type Securities Offering
Federal District Court Delaware, District of Delaware

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a) (Not specified)

Resolutions

First Resolution Date 16-Jun-2016
Headline Total Penalty and Disgorgement $13,499,203

Related Documents:

complaint_16-cv-00437 14-Jun-2016 Complaint
Complaint
court_doc4_16-cv-00437 16-Jun-2016 Court Docket Document
Final Judgment as to Defendant Andrew K. Proctor

Other Defendants in Action:

Atlas JG, LLC

Related Actions:

In the Matter of Wilmington Savings Fund Society, FSB
Wilmington Savings Fund Society, FSB