Defendant Name:
Mathias Francisco Sandoval Herrera
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Mathias Francisco Sandoval Herrera, Maria D. Cidre, and Jose Antonio Miranda Gonzalez
First Document Date
24-Jan-2017
Initial Filing Format
Civil Proceeding
Case Number
17-cv-20301
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Florida, Southern District of Florida
Affiliations
- Former: CEO at General Cable Corporation (October 2007—November 2012)
- Former: President at General Cable Corporation (October 2007—November 2012)
- Former: Executive Vice President at General Cable Corporation (October 2007—November 2012)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Additionally,
Maria D. Cidre is alleged to have aided and abetted Mathias Francisco Sandoval Herrera's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Jose Antonio Miranda Gonzalez is alleged to have aided and abetted Mathias Francisco Sandoval Herrera's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Maria D. Cidre is alleged to have aided and abetted Mathias Francisco Sandoval Herrera's violation of Sec 17(a) (Not specified) of the Securities Act.
Jose Antonio Miranda Gonzalez is alleged to have aided and abetted Mathias Francisco Sandoval Herrera's violation of Sec 17(a) (Not specified) of the Securities Act.
Related Violations Alleged
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted General Cable Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted
Maria D. Cidre's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted General Cable Corporation's violation of Rule 12b-20 of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted General Cable Corporation's violation of Sec 13(a) of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted General Cable Corporation's violation of Rule 13a-1 of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted General Cable Corporation's violation of Rule 13a-11 of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted General Cable Corporation's violation of Rule 13a-13 of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted General Cable Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted General Cable Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted General Cable Corporation's violation of Sec 17(a) (Not specified) of the Securities Act.
Mathias Francisco Sandoval Herrera is alleged to have aided and abetted
Maria D. Cidre's violation of Sec 17(a) (Not specified) of the Securities Act.
Resolutions
First Resolution Date
20-Feb-2019
Headline Total Penalty and Disgorgement
$150,000
Other Defendants in Action:
