Defendant Name: William Liang

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Thomas Miller and William Liang
First Document Date 03-Feb-2017
Initial Filing Format Civil Proceeding
Case Number 17-cv-00897
Allegation Type Issuer Reporting and Disclosure
Federal District Court California, Central District of California

Affiliations

Violations Alleged

Exchange Act
Sec 13(b)(5)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

William Liang is alleged to have aided and abetted Ixia's violation of Sec 13(b)(2)(A) of the Exchange Act.
William Liang is alleged to have aided and abetted Ixia's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 17-Apr-2019
Headline Total Penalty and Disgorgement $35,000

Related Documents:

comp23741 03-Feb-2017 Complaint
Complaint
court_doc206_17-cv-00897 17-Apr-2019 Court Docket Document
Final Judgment as to Defendant William Liang

Other Defendants in Action:

Related Actions:

In the Matter of Ixia and Victor Alston