Defendant Name: Jeffrey Scott Davis

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Jeffrey Scott Davis
First Document Date 22-Aug-2018
Initial Filing Format Administrative Action
File Number 3-18661
Allegation Type Broker Dealer



First Resolution Date

Related Documents:

34-83899 22-Aug-2018 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions

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