Defendant Name:
Tanya R. Carro, CPA
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Tanya R. Carro, CPA
First Document Date
31-Jul-2020
Initial Filing Format
Administrative Action
File Number
3-19902
Allegation Type
Issuer Reporting and Disclosure
AAER
4155
Affiliations
- Former: Senior Vice President at Valeant Pharmaceuticals International, Inc. (2011—February 2016)
- Former: Controller/Comptroller at Valeant Pharmaceuticals International, Inc. (2011—February 2016)
Violations Alleged
•
Rule 13b2-1 Exchange Act; Rule 100(b) Regulation G
Related Violations Alleged
Tanya R. Carro, CPA is alleged to have caused Bausch Health Companies, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Tanya R. Carro, CPA is alleged to have caused Bausch Health Companies, Inc.'s violation of Sec 13(a) of the Exchange Act.
Tanya R. Carro, CPA is alleged to have caused Bausch Health Companies, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Tanya R. Carro, CPA is alleged to have caused Bausch Health Companies, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Tanya R. Carro, CPA is alleged to have caused Bausch Health Companies, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Tanya R. Carro, CPA is alleged to have caused Bausch Health Companies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Tanya R. Carro, CPA is alleged to have caused Bausch Health Companies, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 1 year
First Resolution Date
31-Jul-2020
Headline Total Penalty and Disgorgement
$75,000
