Defendant Name:
Gregory J. Bauer, CPA
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Interface, Inc., Gregory J. Bauer, CPA, and Patrick C. Lynch, CPA
First Document Date
28-Sep-2020
Initial Filing Format
Administrative Action
File Number
3-20085
Allegation Type
Issuer Reporting and Disclosure
AAER
4175
Affiliations
- Former: Vice President at Interface, Inc. (2011—October 2017)
- Former: Controller/Comptroller at Interface, Inc. (2011—October 2017)
- Former: Vice President of Finance and Chief Accounting Officer at Interface, Inc. (October 2017—July 15, 2020)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Gregory J. Bauer, CPA is alleged to have caused
Interface, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Gregory J. Bauer, CPA is alleged to have caused
Interface, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Gregory J. Bauer, CPA is alleged to have caused
Interface, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Gregory J. Bauer, CPA is alleged to have caused
Interface, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Gregory J. Bauer, CPA is alleged to have caused
Interface, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Gregory J. Bauer, CPA is alleged to have caused
Interface, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Gregory J. Bauer, CPA is alleged to have caused
Interface, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 3 years
First Resolution Date
28-Sep-2020
Headline Total Penalty and Disgorgement
$45,000
Other Defendants in Action:
