Defendant Name: Tim Leissner

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Tim Leissner
First Document Date 16-Dec-2019
Initial Filing Format Administrative Action
File Number 3-19619
Allegation Type Foreign Corrupt Practices Act
AAER 4108

Affiliations

Violations Alleged

Exchange Act
Sec 13(b)(5)
Sec 30A
Other
Rule 13b2-1 Exchange Act

Related Violations Alleged

Tim Leissner is alleged to have aided and abetted The Goldman Sachs Group, Inc's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Tim Leissner is alleged to have caused The Goldman Sachs Group, Inc's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).

Resolutions

Bars:
First Resolution Date 16-Dec-2019

Related Documents:

34-87750 16-Dec-2019 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Related Actions:

In the Matter of The Goldman Sachs Group, Inc.