Defendant Name:
Allion Healthcare, Inc.
Defendant Type:
Public Company
SIC Code:
8099
CUSIP:
01961510
Initial Case Details
Legal Case Name
In the Matter of Allion Healthcare, Inc. and James G. Spencer
First Document Date
18-Mar-2009
Initial Filing Format
Administrative Action
File Number
3-13411
Allegation Type
Issuer Reporting and Disclosure
AAER
2951
Violations Alleged
Additionally,
James G. Spencer is alleged to have caused Allion Healthcare, Inc.'s violation of Rule 12b-20 of the Exchange Act.
James G. Spencer is alleged to have caused Allion Healthcare, Inc.'s violation of Sec 13(a) of the Exchange Act.
James G. Spencer is alleged to have caused Allion Healthcare, Inc.'s violation of Rule 13a-13 of the Exchange Act.
James G. Spencer is alleged to have caused Allion Healthcare, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
James G. Spencer is alleged to have caused Allion Healthcare, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
18-Mar-2009
Other Defendants in Action: