Defendant Name: David E. Hurley

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of INTECH Investment LLC and David E. Hurley
First Document Date 07-May-2009
Initial Filing Format Administrative Action
File Number 3-13463
Allegation Type Investment Advisers/Investment Companies

Affiliations

Violations Alleged

Related Violations Alleged

David E. Hurley is alleged to have aided and abetted INTECH Investment Management LLC's violation of Section 206(4) Advisers Act; Rules 206(4)-6(a), 206(4)-6(c) Advisers Act (willfully/knowingly).
David E. Hurley is alleged to have caused INTECH Investment Management LLC's violation of Section 206(4) Advisers Act; Rules 206(4)-6(a), 206(4)-6(c) Advisers Act (willfully/knowingly).

Resolutions

First Resolution Date 07-May-2009

Related Documents:

IA-2872 07-May-2009 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

INTECH Investment Management LLC