Defendant Name:
Thomas Wurzel
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Thomas Wurzel
First Document Date
29-May-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-01005
Allegation Type
Foreign Corrupt Practices Act
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Former: President at ACL Technologies, Inc. (1992—2004)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Thomas Wurzel is alleged to have aided and abetted United Industrial Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Thomas Wurzel is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Thomas Wurzel is alleged to have aided and abetted United Industrial Corporation's violation of Sec 30A of the Exchange Act.
Resolutions
First Resolution Date
03-Jun-2009
Headline Total Penalty and Disgorgement
$35,000
