Defendant Name:
ICE Data Pricing & Reference Data, LLC
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
Intercontinental Exchange, Inc.
SIC Code:
6231
CUSIP:
45866F10
Initial Case Details
Legal Case Name
In the Matter of ICE Data Pricing & Reference Data, LLC
First Document Date
09-Dec-2020
Initial Filing Format
Administrative Action
File Number
3-20164
Allegation Type
Investment Advisers/Investment Companies
Violations Alleged
•
Section 206(4) Advisers Act; Rule 206(4)-7 Advisers Act
Resolutions
First Resolution Date
09-Dec-2020