Defendant Name: Dennis Wiser, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Belden Inc. and Dennis Wiser, CPA
First Document Date 14-Dec-2020
Initial Filing Format Administrative Action
File Number 3-20169
Allegation Type Issuer Reporting and Disclosure
AAER 4196

Affiliations

Violations Alleged

Exchange Act
• Sec 13(b)(5)
Securities Act
• Sec 17(a)(3)
Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Dennis Wiser, CPA is alleged to have caused Belden Inc.'s violation of Rule 12b-20 of the Exchange Act.
Dennis Wiser, CPA is alleged to have caused Belden Inc.'s violation of Sec 13(a) of the Exchange Act.
Dennis Wiser, CPA is alleged to have caused Belden Inc.'s violation of Rule 13a-11 of the Exchange Act.
Dennis Wiser, CPA is alleged to have caused Belden Inc.'s violation of Rule 13a-13 of the Exchange Act.
Dennis Wiser, CPA is alleged to have caused Belden Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Dennis Wiser, CPA is alleged to have caused Belden Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Dennis Wiser, CPA is alleged to have caused Belden Inc.'s violation of Sec 17(a)(2) of the Securities Act.

Resolutions

Bars:
First Resolution Date 14-Dec-2020
Headline Total Penalty and Disgorgement $50,000

Related Documents:

33-10903 14-Dec-2020 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Belden Inc.