Defendant Name:
Steven Wevodau
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Wevodau
First Document Date
30-Sep-2008
Initial Filing Format
Civil Proceeding
Case Number
08-cv-08348
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Vice President of Finance for BISYS's Insurance and Education Services Group at The BISYS Group, Inc.
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Steven Wevodau is alleged to have aided and abetted BISYS Group's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Steven Wevodau is alleged to have aided and abetted BISYS Group's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Steven Wevodau is alleged to have aided and abetted BISYS Group's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Steven Wevodau is alleged to have aided and abetted BISYS Group's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Steven Wevodau is alleged to have aided and abetted BISYS Group's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Steven Wevodau is alleged to have aided and abetted BISYS Group's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
30-Sep-2008
Headline Total Penalty and Disgorgement
$225,000
