Defendant Name: Paul W. Jennings

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Paul W. Jennings
First Document Date 24-Jan-2011
Initial Filing Format Civil Proceeding
Case Number 11-cv-00144
Allegation Type Foreign Corrupt Practices Act
Federal District Court District of Columbia, District of Columbia

Affiliations

Violations Alleged

Exchange Act
• Rule 13a-14
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
• Sec 13(b)(5)
• Sec 30A
• Sec 30A
Other
• Rule 13b2-1, 13b2-2 Exchange Act

Resolutions

First Resolution Date 26-Jan-2011
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp21822 24-Jan-2011 Complaint
Complaint
court_doc3_11-cv-00144 26-Jan-2011 Court Docket Document
Final Judgment of Defendant Paul W. Jennings

Related Actions:

SEC v. Innospec, Inc.
Innospec, Inc.
SEC v. David P. Turner and Ousama M. Naaman
David P. Turner
Ousama M. Naaman