Defendant Name: Ramachandra "Ram" Mukunda

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of India Globalization Capital, Inc. and Ramachandra "Ram" Mukunda
First Document Date 21-Dec-2020
Initial Filing Format Administrative Action
File Number 3-20180
Allegation Type Issuer Reporting and Disclosure

Affiliations

Violations Alleged

Related Violations Alleged

Ramachandra "Ram" Mukunda is alleged to have caused India Globalization Capital, Inc.'s violation of Sec 17(a)(2) of the Securities Act.
Ramachandra "Ram" Mukunda is alleged to have caused India Globalization Capital, Inc.'s violation of Sec 17(a)(3) of the Securities Act.

Resolutions

First Resolution Date 21-Dec-2020
Headline Total Penalty and Disgorgement $35,000

Related Documents:

33-10908 21-Dec-2020 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order

Other Defendants in Action:

India Globalization Capital, Inc.