Defendant Name:
Richard J. Miller
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Richard Miller (CPA)
First Document Date
09-Jun-2009
Initial Filing Format
Administrative Action
File Number
3-13510
Allegation Type
Issuer Reporting and Disclosure
Affiliations
- Former: CFO at Cardinal Health, Inc. (1998—July 2004)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Richard J. Miller is alleged to have aided and abetted Cardinal Health, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Richard J. Miller is alleged to have aided and abetted Cardinal Health, Inc.'s violation of Sec 13(a) of the Exchange Act.
Richard J. Miller is alleged to have aided and abetted Cardinal Health, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Richard J. Miller is alleged to have aided and abetted Cardinal Health, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Richard J. Miller is alleged to have aided and abetted Cardinal Health, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Richard J. Miller is alleged to have aided and abetted Cardinal Health, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Richard J. Miller is alleged to have aided and abetted Cardinal Health, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 5 years
First Resolution Date
