Defendant Name:
Gary Winemaster
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Gary Winemaster, Craig Davis and James Needham
First Document Date
19-Jul-2019
Initial Filing Format
Civil Proceeding
Case Number
19-cv-04843
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Illinois, Northern District of Illinois
Affiliations
- Former: Director—Chairman at Power Solutions International, Inc. (2011—April 2017)
- Former: CEO at Power Solutions International, Inc. (2011—April 2017)
- Former: President at Power Solutions International, Inc. (2011—April 2017)
- Founder at Power Solutions International, Inc.
Violations Alleged
•
Sec 304(a) Sarbanes-Oxley Act
Additionally,
Craig Davis is alleged to have aided and abetted Gary Winemaster's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
James Needham is alleged to have aided and abetted Gary Winemaster's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Related Violations Alleged
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Sec 13(a) of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Sec 13(a) of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Gary Winemaster is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Gary Winemaster is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
24-Jun-2022
Headline Total Penalty and Disgorgement
$100,000
Other Defendants in Action:
