Defendant Name: Gary Winemaster

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Gary Winemaster, Craig Davis and James Needham
First Document Date 19-Jul-2019
Initial Filing Format Civil Proceeding
Case Number 19-cv-04843
Allegation Type Issuer Reporting and Disclosure
Federal District Court Illinois, Northern District of Illinois

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Sec 20(a)
Other
Sec 304(a) Sarbanes-Oxley Act
Rules 13b2-1, 13b2-2
Additionally, Craig Davis is alleged to have aided and abetted Gary Winemaster's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
James Needham is alleged to have aided and abetted Gary Winemaster's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.

Related Violations Alleged

Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Sec 13(a) of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Sec 13(a) of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Gary Winemaster is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Gary Winemaster is alleged to have aided and abetted Power Solutions International, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Gary Winemaster is alleged to have controlled Power Solutions International, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Gary Winemaster is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 24-Jun-2022

Related Documents:

comp-pr2019-137 19-Jul-2019 Complaint
Complaint
court_doc79_19-cv-04843 24-Jun-2022 Court Docket Document
Final Judgment as to Defendant Gary Winemaster

Other Defendants in Action:

Related Actions:

In the Matter of Power Solutions International, Inc.