Defendant Name: Kent D. Evans

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. AT&T, Inc., Christopher C. Womack, Kent D. Evans, and Michael J. Black
First Document Date 05-Mar-2021
Initial Filing Format Civil Proceeding
Case Number 21-cv-01951
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Related Violations Alleged

Kent D. Evans is alleged to have aided and abetted AT&T, Inc.'s violation of Sec 13(a) of the Exchange Act.
Kent D. Evans is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Kent D. Evans is alleged to have aided and abetted AT&T, Inc.'s violation of Regulation FD.
Kent D. Evans is alleged to have aided and abetted an unidentified individual or entity's violation of Regulation FD.

Resolutions

First Resolution Date 05-Dec-2022
Headline Total Penalty and Disgorgement $25,000

Related Documents:

comp-pr2021-43 05-Mar-2021 Complaint
Complaint
court_doc290_21-cv-01951 05-Dec-2022 Court Docket Document
Final Judgment as to Defendant Kent D. Evans
The Court stated that: "Defendant Kent D. Evans ("Defendant") . . . consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction and except as otherwise provided herein in paragraph III); waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment."

Other Defendants in Action:

AT&T, Inc.
Christopher C. Womack
Michael J. Black