Defendant Name: Momentus, Inc.

Defendant Type: Other

Initial Case Details

Legal Case Name In the Matter of Momentus, Inc., Stable Road Acquisition Corp., SRC-NI Holdings, LLC, and Brian Kabot
First Document Date 13-Jul-2021
Initial Filing Format Administrative Action
File Number 3-20393
Allegation Type Issuer Reporting and Disclosure

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a) (Not specified)

Related Violations Alleged

Momentus, Inc. is alleged to have caused Stable Road Acquisition Corp.'s violation of Rule 12b-20 of the Exchange Act.
Momentus, Inc. is alleged to have caused Stable Road Acquisition Corp.'s violation of Sec 13(a) of the Exchange Act.
Momentus, Inc. is alleged to have caused Stable Road Acquisition Corp.'s violation of Rule 13a-11 of the Exchange Act.
Momentus, Inc. is alleged to have caused Stable Road Acquisition Corp.'s violation of Sec 14(a) of the Exchange Act.
Momentus, Inc. is alleged to have caused Stable Road Acquisition Corp.'s violation of Rule 14a-9 of the Exchange Act.
Momentus, Inc. is alleged to have caused Stable Road Acquisition Corp.'s violation of Sec 17(a)(2) of the Securities Act.
Momentus, Inc. is alleged to have caused Stable Road Acquisition Corp.'s violation of Sec 17(a)(3) of the Securities Act.

Resolutions

First Resolution Date 13-Jul-2021
Headline Total Penalty and Disgorgement $7,000,000

Related Documents:

33-10955 13-Jul-2021 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Other Defendants in Action:

Stable Road Acquisition Corp.
SRC-NI Holdings, LLC
Brian Kabot

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