Defendant Name:
Joe Summers
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Joe Summers
First Document Date
05-Aug-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-02786
Allegation Type
Foreign Corrupt Practices Act
Federal District Court
Texas, Southern District of Texas
Affiliations
- Former: Undetermined at Pride International Personnel Ltd
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Joe Summers is alleged to have aided and abetted Pride International Personnel Ltd's violation of Sec 13(b)(2)(A) of the Exchange Act.
Joe Summers is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Joe Summers is alleged to have aided and abetted Pride International Personnel Ltd's violation of Sec 13(b)(2)(B) of the Exchange Act.
Joe Summers is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Joe Summers is alleged to have aided and abetted Pride International Personnel Ltd's violation of Sec 30A of the Exchange Act.
Resolutions
First Resolution Date
11-Aug-2010
Headline Total Penalty and Disgorgement
$25,000
