Defendant Name:
Alexander W. Wright
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Alexander W. Wright
First Document Date
11-Sep-2014
Initial Filing Format
Administrative Action
File Number
3-16099
Allegation Type
Municipal Securities & Public Pensions
Affiliations
- Former: Vice President of Municipal Derivatives Marketing Group at J.P. Morgan Securities LLC
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)
- Bar from participating in any penny stock offering (of unspecified duration)
First Resolution Date
