Defendant Name: Brian Stoker

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Brian H. Stoker
First Document Date 19-Oct-2011
Initial Filing Format Civil Proceeding
Case Number 11-cv-07388
Allegation Type Securities Offering
Federal District Court New York, Southern District of New York


Violations Alleged

Securities Act
Sec 17(a)(2)
Sec 17(a)(3)


First Resolution Date 06-Aug-2012

Related Documents:

complaint_11-cv-07388 19-Oct-2011 Complaint
Complaint: Jury Trial Demanded
court_doc91_11-cv-07388 06-Aug-2012 Court Docket Document

Related Actions:

In the Matter of Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), Credit Suisse Asset Management, LLC, and Samir H. Bhatt
SEC v. Citigroup Global Markets Inc.