Defendant Name:
Jack J. Egan, Jr.
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Jack J. Egan, Jr., C.P.A.
First Document Date
10-Jan-2013
Initial Filing Format
Civil Proceeding
Case Number
13-cv-00236
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Senior Vice President at Volt Information Sciences, Inc. (January 1992—August 10, 2011)
- Former: CFO at Volt Information Sciences, Inc. (January 1992—August 10, 2011)
- Former: Principal Financial Officer at Volt Information Sciences, Inc. (January 1992—August 10, 2011)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Sec 13(a) of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
18-Jul-2014
Headline Total Penalty and Disgorgement
$35,000
