Defendant Name: Jack J. Egan, Jr.

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Jack J. Egan, Jr., C.P.A.
First Document Date 10-Jan-2013
Initial Filing Format Civil Proceeding
Case Number 13-cv-00236
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Sec 13(a) of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted Volt Information Sciences, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Jack J. Egan, Jr. is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 18-Jul-2014

Related Documents:

comp22589-egan 10-Jan-2013 Complaint
Complaint
court_doc33_13-cv-00236 18-Jul-2014 Court Docket Document
Final Judgment as to Defendant John ("Jack") J. Egan, Jr.

Related Actions:

SEC v. Volt Information Sciences, Inc. and Debra L. Hobbs
In the Matter of John ("Jack") J. Egan, Jr., CPA
In the Matter of Debra L. Hobbs, CPA