Defendant Name:
Steven Neil
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Steven Neil, CPA
First Document Date
04-Feb-2015
Initial Filing Format
Administrative Action
File Number
3-16375
Allegation Type
Issuer Reporting and Disclosure
AAER
3626
Affiliations
- Former: CFO at Diamond Foods, Inc.
- Former: Chief Administrative Officer (2008 to February 2012 when placed on administrative leave and then November 2012 when terminated from position) at Diamond Foods, Inc.
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1, 13b2-2 Exchange Act
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
- Bar on practicing before the SEC as an Accountant for 5 years
First Resolution Date
04-Feb-2015
