Defendant Name: Steven Neil

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Steven Neil, CPA
First Document Date 04-Feb-2015
Initial Filing Format Administrative Action
File Number 3-16375
Allegation Type Issuer Reporting and Disclosure
AAER 3626


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Rule 13b2-1, 13b2-2 Exchange Act


First Resolution Date 04-Feb-2015

Related Documents:

34-74208 04-Feb-2015 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

Related Actions:

SEC v. Steven Neil
In the Matter of Michael Mendes
SEC v. Diamond Foods, Inc.