Defendant Name:
Laird Daniels
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Laird Daniels, CPA
First Document Date
08-Apr-2014
Initial Filing Format
Administrative Action
File Number
3-15825
Allegation Type
Issuer Reporting and Disclosure
AAER
3548
Affiliations
- Former: Retail Controller at CVS Caremark Corp. (May 2009—February 2010)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Laird Daniels is alleged to have aided and abetted CVS Caremark Corp.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Laird Daniels is alleged to have caused CVS Caremark Corp.'s violation of Rule 12b-20 of the Exchange Act.
Laird Daniels is alleged to have aided and abetted CVS Caremark Corp.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Laird Daniels is alleged to have caused CVS Caremark Corp.'s violation of Sec 13(a) of the Exchange Act.
Laird Daniels is alleged to have aided and abetted CVS Caremark Corp.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Laird Daniels is alleged to have caused CVS Caremark Corp.'s violation of Rule 13a-13 of the Exchange Act.
Laird Daniels is alleged to have aided and abetted CVS Caremark Corp.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Laird Daniels is alleged to have caused CVS Caremark Corp.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Laird Daniels is alleged to have aided and abetted CVS Caremark Corp.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Laird Daniels is alleged to have caused CVS Caremark Corp.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 1 year
First Resolution Date
08-Apr-2014
Headline Total Penalty and Disgorgement
$75,000
