Defendant Name: Freddy DeBoer

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
First Document Date 12-Apr-2005
Initial Filing Format Administrative Action
File Number 3-11893
Allegation Type Broker Dealer


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)
Section 11(b) Exchange Act; Rule 11b-1 Exchange Act


First Resolution Date 27-Nov-2007
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

33-8566-o_3-11447 12-Apr-2005 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and Sections 15(B), 21c and 11(B) of the Securities Exchange Act of 1934 and Rule 11b-1 Thereunder
33-8863 27-Nov-2007 Administrative Proceeding
Order Making Findings, Imposing Remedial Sanctions, and Imposing a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b)(6), 21C and 11(b) of the Securities Exchange Act of 1934 and Rule 11b-1 thereunder as to Freddy DeBoer

Related Actions:

In the Matter of LaBranche & Co. LLC