Defendant Name: Edgar M. Larsen

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Edgar M. Larsen
First Document Date 18-Jul-2005
Initial Filing Format Administrative Action
File Number 3-11986
Allegation Type Investment Advisers/Investment Companies


Violations Alleged

Related Violations Alleged

Edgar M. Larsen is alleged to have aided and abetted AIM Advisors, Inc.'s violation of Section 206(2) Investment Advisers Act; Section 17(d), 34(b) Investment Company Act; Rule 17d-1 Investment Company Act (willfully/knowingly).


First Resolution Date 18-Jul-2005
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

IA-2406 18-Jul-2005 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 and Sections 9(b) and 9(f) of the Investment Company Act of 1940

Related Actions:

In the Matter of Invesco Funds Group, Inc., AIM Advisors, Inc., and AIM Distributors, Inc.
In the Matter of Michael K. Brugman