Defendant Name: John P. Leighton

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Joseph W. Leighton
First Document Date 20-Apr-2005
Initial Filing Format Civil Proceeding
Case Number 05-cv-02050
Allegation Type Broker Dealer
Federal District Court New Jersey, District of New Jersey

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a) (Not specified)

Resolutions

First Resolution Date 05-May-2005
Headline Total Penalty and Disgorgement $3,349,547

Related Documents:

comp19193 20-Apr-2005 Complaint
Complaint
court_doc2_05-cv-02050 05-May-2005 Court Docket Document
Final Judgment as to Defendant Joseph W. Leighton