Defendant Name: John P. Leighton

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Joseph W. Leighton
First Document Date 20-Apr-2005
Initial Filing Format Civil Proceeding
Case Number 05-cv-02050
Allegation Type Broker Dealer
Federal District Court New Jersey, District of New Jersey


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)


First Resolution Date 05-May-2005
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp19193 20-Apr-2005 Complaint
court_doc2_05-cv-02050 05-May-2005 Court Docket Document
Final Judgment as to Defendant Joseph W. Leighton