Defendant Name:
Paul A. Flynn
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Paul A. Flynn
First Document Date
03-Feb-2004
Initial Filing Format
Administrative Action
File Number
3-11390
Allegation Type
Investment Advisers/Investment Companies
Affiliations
- Former: Managing Director at Canadian Imperial Holdings, Inc.
- Managing Director of Equity Investments at Canadian Imperial Bank of Commerce
Violations Alleged
•
Security Trust Company, N.A.: Section 17(a) Securities Act; Section 10(b) Exchange Act; Rule 10b-5 Exchange Act; Rule 22c-1 Investment Company Act
Resolutions
First Resolution Date
02-Aug-2006