Defendant Name: Paul A. Flynn

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Paul A. Flynn
First Document Date 03-Feb-2004
Initial Filing Format Administrative Action
File Number 3-11390
Allegation Type Investment Advisers/Investment Companies

Affiliations

Violations Alleged

Other
• Security Trust Company, N.A.: Section 17(a) Securities Act; Section 10(b) Exchange Act; Rule 10b-5 Exchange Act; Rule 22c-1 Investment Company Act

Resolutions

First Resolution Date 02-Aug-2006

Related Documents:

33-8360 03-Feb-2004 Administrative Proceeding
Administrative Proceeding
id316rgm 02-Aug-2006 ALJ Initial Decision
Initial Decision

Related Actions:

In the Matter of Canadian Imperial Holdings, Inc. and CIBC World Markets Corp.
Canadian Imperial Holdings, Inc.
CIBC World Markets Corp.