Defendant Name: Derya D. Warner

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Healthcare Services Group, Inc., John C. Shea, CPA, and Derya D. Warner
First Document Date 24-Aug-2021
Initial Filing Format Administrative Action
File Number 3-20468
Allegation Type Issuer Reporting and Disclosure
AAER 4244

Affiliations

Violations Alleged

Related Violations Alleged

Derya D. Warner is alleged to have caused Health Sciences Group, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Derya D. Warner is alleged to have caused Health Sciences Group, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 24-Aug-2021
Headline Total Penalty and Disgorgement $10,000

Related Documents:

33-10967 24-Aug-2021 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceeding Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

John C. Shea, CPA
Healthcare Services Group, Inc.