Defendant Name:
Eduardo Pelleissone
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of The Kraft Heinz Co., and Eduardo Pelleissone
First Document Date
03-Sep-2021
Initial Filing Format
Administrative Action
File Number
3-20523
Allegation Type
Issuer Reporting and Disclosure
AAER
4248
Affiliations
- Former: COO at The Kraft Heinz Co. (July 2015—November 2018)
- Former: Global Head of Operations and from 2016 through 2018 member of the Disclosure Committee at The Kraft Heinz Co. (July 2015—November 2018)
- Former: Head of Strategic Projects at The Kraft Heinz Co. (November 2018—June 2019)
Violations Alleged
•
Section 13b-5 Exchange Act; Rules 13b2-1, 13b2-2(a) Exchange Act
Related Violations Alleged
Eduardo Pelleissone is alleged to have caused
The Kraft Heinz Co.'s violation of Rule 12b-20 of the Exchange Act.
Eduardo Pelleissone is alleged to have caused
The Kraft Heinz Co.'s violation of Sec 13(a) of the Exchange Act.
Eduardo Pelleissone is alleged to have caused
The Kraft Heinz Co.'s violation of Rule 13a-1 of the Exchange Act.
Eduardo Pelleissone is alleged to have caused
The Kraft Heinz Co.'s violation of Rule 13a-11 of the Exchange Act.
Eduardo Pelleissone is alleged to have caused
The Kraft Heinz Co.'s violation of Rule 13a-13 of the Exchange Act.
Eduardo Pelleissone is alleged to have caused
The Kraft Heinz Co.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Eduardo Pelleissone is alleged to have caused
The Kraft Heinz Co.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
03-Sep-2021
Headline Total Penalty and Disgorgement
$314,211
Other Defendants in Action:
