Defendant Name:
DBRS, Inc.
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
Morningstar, Inc.
SIC Code:
6282
CUSIP:
61770010
Initial Case Details
Legal Case Name
In the Matter of DBRS, Inc.
First Document Date
13-Sep-2021
Initial Filing Format
Administrative Action
File Number
3-20542
Allegation Type
Other
Violations Alleged
•
Rule 17g-8(b)(1) Exchange Act
Resolutions
First Resolution Date
13-Sep-2021
Headline Total Penalty and Disgorgement
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