Defendant Name: Dale Redman

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of ProPetro Holding Corp. and Dale Redman
First Document Date 22-Nov-2021
Initial Filing Format Administrative Action
File Number 3-20661
Allegation Type Issuer Reporting and Disclosure
AAER 4268

Affiliations

Violations Alleged

Exchange Act
• Sec 14(a)
• Rule 14a-3
• Rule 14a-9
Securities Act
• Sec 17(a)(3)
Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Dale Redman is alleged to have caused ProPetro Holding Corp.'s violation of Rule 12b-20 of the Exchange Act.
Dale Redman is alleged to have caused ProPetro Holding Corp.'s violation of Sec 13(a) of the Exchange Act.
Dale Redman is alleged to have caused ProPetro Holding Corp.'s violation of Rule 13a-1 of the Exchange Act.
Dale Redman is alleged to have caused ProPetro Holding Corp.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Dale Redman is alleged to have caused ProPetro Holding Corp.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 22-Nov-2021
Headline Total Penalty and Disgorgement $195,046

Related Documents:

33-11008 22-Nov-2021 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange act of 1934, Making Findings and Imposing a Cease-and-Desist Order

Other Defendants in Action:

ProPetro Holding Corp.