Defendant Name: Rudolf Franz

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of voxeljet and Rudolf Franz
First Document Date 01-Jul-2022
Initial Filing Format Administrative Action
File Number 3-20923
Allegation Type Issuer Reporting and Disclosure
AAER 4314

Affiliations

Violations Alleged

Related Violations Alleged

Rudolf Franz is alleged to have caused voxeljet AG's violation of Rule 12b-20 of the Exchange Act.
Rudolf Franz is alleged to have caused voxeljet AG's violation of Sec 13(a) of the Exchange Act.
Rudolf Franz is alleged to have caused voxeljet AG's violation of Sec 13(b)(2)(A) of the Exchange Act.
Rudolf Franz is alleged to have caused voxeljet AG's violation of Sec 13(b)(2)(B) of the Exchange Act.
Rudolf Franz is alleged to have caused voxeljet AG's violation of Rule 13a-16 Exchange Act.

Resolutions

First Resolution Date 01-Jul-2022
Headline Total Penalty and Disgorgement $50,000

Related Documents:

34-95193 01-Jul-2022 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing A Cease-and-Desist Order

Other Defendants in Action:

voxeljet AG