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Defendant Name: Ronald D. Paul

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Ronald D. Paul

First Document Date 16-Aug-2022

Initial Filing Format Civil Proceeding

Case Number 22-cv-06985

Allegation Type Issuer Reporting and Disclosure

Federal District Court New York, Southern District of New York

Affiliations

Former: Director—Chairman at Eagle Bancorp, Inc. (May 2018—March 2019)
Former: Director—Chairman at EagleBank (Until March 2019)
Former: CEO at Eagle Bancorp, Inc. (1997—March 2019)
Former: CEO at EagleBank (June 2006—March 2019)
Former: President at Eagle Bancorp, Inc. (1997—March 2019)
Current: Founder at EagleBank

Violations Alleged

Exchange Act

• Rule 13a-14

• Sec 14(a)

• Rule 14a-9

Securities Act

• Sec 17(a)(2)

• Sec 17(a)(3)

Resolutions

Bars:

Bar from acting as Director or Officer of a public company for 2 years

First Resolution Date 15-Sep-2022

Headline Total Penalty and Disgorgement $431,216

Related Documents:

comp-pr2022-146 16-Aug-2022 Complaint

Complaint

On August 16, 2022, the SEC filed a complaint against Ronald D. Paul, stating: "This matter concerns material misstatements and omissions by Eagle Bancorp, Inc. (“Eagle”), a Bethesda, Maryland-based bank holding company, and its former Chairman and CEO, Paul, about related party loans extended by Eagle’s principal subsidiary, EagleBank, to family trusts affiliated with Paul."

court_doc13_22-cv-06985 15-Sep-2022 Court Docket Document

Final Judgment as to Defendant Ronald D. Paul

Related Actions:

In the Matter of Eagle Bancorp, Inc.

Eagle Bancorp, Inc.