Defendant Name: Mark C. Kelly, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Mark C. Kelly, CPA
First Document Date 26-Aug-2022
Initial Filing Format Administrative Action
File Number 3-21009
Allegation Type Issuer Reporting and Disclosure
AAER 4329

Affiliations

Violations Alleged

Exchange Act
• Sec 13(b)(5)
Securities Act
• Sec 17(a)(3)
Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Sec 17(a)(2) of the Securities Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Sec 17(a)(2) of the Securities Act (willfully/knowingly).

Resolutions

Bars:
First Resolution Date 26-Aug-2022
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

33-11096 26-Aug-2022 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Related Actions:

In the Matter of PPG Industries, Inc.
PPG Industries, Inc.