Defendant Name:
Mark C. Kelly, CPA
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Mark C. Kelly, CPA
First Document Date
26-Aug-2022
Initial Filing Format
Administrative Action
File Number
3-21009
Allegation Type
Issuer Reporting and Disclosure
AAER
4329
Affiliations
- Former: Vice President at PPG Industries, Inc. (From September 2013)
- Former: Controller/Comptroller at PPG Industries, Inc. (From September 2013)
- Former: Principal Accounting Officer at PPG Industries, Inc. (From March 1, 2017)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have aided and abetted PPG Industries, Inc.'s violation of Sec 17(a)(2) of the Securities Act (willfully/knowingly).
Mark C. Kelly, CPA is alleged to have caused PPG Industries, Inc.'s violation of Sec 17(a)(2) of the Securities Act (willfully/knowingly).
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant (of unspecified duration)
First Resolution Date
26-Aug-2022
Headline Total Penalty and Disgorgement
$100,000
