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Defendant Name: Saagar Govil

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Cemtrex, Inc. and Saagar Govil

First Document Date 30-Sep-2022

Initial Filing Format Administrative Action

File Number 3-21189

Allegation Type Securities Offering

Affiliations

Current: Director—Chairman at Cemtrex, Inc. (From 2014)
Current: CEO at Cemtrex, Inc. (From 2011)
President at Cemtrex, Inc. (From 2011)

Violations Alleged

Securities Act

• Sec 17(a)(3)

Resolutions

First Resolution Date 30-Sep-2022

Headline Total Penalty and Disgorgement $350,000

Related Documents:

33-11114 30-Sep-2022 Administrative Proceeding

Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Other Defendants in Action:

Cemtrex, Inc.