Defendant Name:
Imran Parekh
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Evoqua Water Technologies Corp. and Imran Parekh
First Document Date
13-Mar-2023
Initial Filing Format
Civil Proceeding
Case Number
23-cv-00105
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Rhode Island, District of Rhode Island
AAER
4390
Affiliations
- Former: Finance Director at Evoqua Water Technologies Corp. (2016—July 2018)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 10 years
First Resolution Date
10-Jul-2023
Headline Total Penalty and Disgorgement
$46,831
Other Defendants in Action:
