Securities Enforcement Empirical Database (SEED)

Defendant Name: Imran Parekh

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Evoqua Water Technologies Corp. and Imran Parekh

First Document Date 13-Mar-2023

Initial Filing Format Civil Proceeding

Case Number 23-cv-00105

Allegation Type Issuer Reporting and Disclosure

Federal District Court Rhode Island, District of Rhode Island

AAER 4390

Affiliations

Former: Finance Director at Evoqua Water Technologies Corp. (2016—July 2018)

Violations Alleged

Exchange Act

• Sec 10(b) + Rule 10b-5

• Sec 13(b)(5)

Securities Act

• Sec 17(a)(1)

• Sec 17(a)(2)

• Sec 17(a)(3)

• Sec 17(a) (Not specified)

Other

• Rule 13b2-1 Exchange Act

Related Violations Alleged

Imran Parekh is alleged to have aided and abetted Evoqua Water Technologies Corp.'s violation of Rule 12b-20 of the Exchange Act.

Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.

Imran Parekh is alleged to have aided and abetted Evoqua Water Technologies Corp.'s violation of Sec 13(a) of the Exchange Act.

Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.

Imran Parekh is alleged to have aided and abetted Evoqua Water Technologies Corp.'s violation of Rule 13a-1 of the Exchange Act.

Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.

Imran Parekh is alleged to have aided and abetted Evoqua Water Technologies Corp.'s violation of Rule 13a-11 of the Exchange Act.

Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.

Imran Parekh is alleged to have aided and abetted Evoqua Water Technologies Corp.'s violation of Rule 13a-13 of the Exchange Act.

Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.

Imran Parekh is alleged to have aided and abetted Evoqua Water Technologies Corp.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.

Imran Parekh is alleged to have aided and abetted Evoqua Water Technologies Corp.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Imran Parekh is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Imran Parekh is alleged to have aided and abetted Evoqua Water Technologies Corp.'s violation of Sec 17(a)(2) of the Securities Act.

Resolutions

Bars:

Bar from acting as Director or Officer of a public company for 10 years

First Resolution Date 10-Jul-2023

Other Defendants in Action:

Evoqua Water Technologies Corp.