Defendant Name: William A. Furman

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of William A. Furman
First Document Date 02-Mar-2023
Initial Filing Format Administrative Action
File Number 3-21317
Allegation Type Issuer Reporting and Disclosure

Affiliations

Violations Alleged

Exchange Act
Sec 14(a)
Rule 14a-3
Rule 14a-9
Securities Act
Sec 17(a)(2)
Sec 17(a)(3)
Other
Rule 13b2-1 Exchange Act

Related Violations Alleged

William A. Furman is alleged to have caused The Greenbrier Companies, Inc.'s violation of Rule 12b-20 of the Exchange Act.
William A. Furman is alleged to have caused The Greenbrier Companies, Inc.'s violation of Sec 13(a) of the Exchange Act.
William A. Furman is alleged to have caused The Greenbrier Companies, Inc.'s violation of Rule 13a-1 of the Exchange Act.
William A. Furman is alleged to have caused The Greenbrier Companies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
William A. Furman is alleged to have caused The Greenbrier Companies, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 02-Mar-2023

Related Documents:

33-11161 02-Mar-2023 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Related Actions:

In the Matter of The Greenbrier Companies, Inc.