Defendant Name:
William A. Furman
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of William A. Furman
First Document Date
02-Mar-2023
Initial Filing Format
Administrative Action
File Number
3-21317
Allegation Type
Issuer Reporting and Disclosure
Affiliations
- Former: Director—Chairman at The Greenbrier Companies, Inc. (2014—March 2022)
- Current: Director—No Specific Position Named in Document at The Greenbrier Companies, Inc. (From 1981)
- Former: CEO at The Greenbrier Companies, Inc. (1994—March 2022)
- Former: Executive Chairman at The Greenbrier Companies, Inc. (March 2022—August 31, 2022)
- Current: Founder at The Greenbrier Companies, Inc. (From 1981)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
William A. Furman is alleged to have caused The Greenbrier Companies, Inc.'s violation of Rule 12b-20 of the Exchange Act.
William A. Furman is alleged to have caused The Greenbrier Companies, Inc.'s violation of Sec 13(a) of the Exchange Act.
William A. Furman is alleged to have caused The Greenbrier Companies, Inc.'s violation of Rule 13a-1 of the Exchange Act.
William A. Furman is alleged to have caused The Greenbrier Companies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
William A. Furman is alleged to have caused The Greenbrier Companies, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
02-Mar-2023
Headline Total Penalty and Disgorgement
$100,000
