Defendant Name:
Cooper J. Morgenthau
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Cooper J. Morgenthau
First Document Date
03-Jan-2023
Initial Filing Format
Civil Proceeding
Case Number
23-cv-00022
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: CFO at African Gold Acquisition Corp. (October 2020—August 26, 2022)
- Current: CFO at Strategic Metals Acquisition Corp. I
- Current: CFO at Strategic Metals Acquisition Corp II
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
06-Jan-2023
Headline Total Penalty and Disgorgement
$5,332,572
