Defendant Name: Cooper J. Morgenthau

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Cooper J. Morgenthau
First Document Date 03-Jan-2023
Initial Filing Format Civil Proceeding
Case Number 23-cv-00022
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Resolutions

Bars:
First Resolution Date 06-Jan-2023

Related Documents:

comp-pr2023-1 03-Jan-2023 Complaint
Complaint
court_doc4_23-cv-00022 06-Jan-2023 Court Docket Document
Judgment as to Defendant Cooper J. Morgenthau
judg25778 13-Jul-2023 Court Docket Document
Final Judgment as to Defendant Cooper J. Morgenthau

Related Actions:

In the Matter of African Gold Acquisition Corp.