Defendant Name: Gartner, Inc.

Defendant Type: Public Company
SIC Code: 8732
CUSIP: 36665110

Initial Case Details

Legal Case Name In the Matter of Gartner, Inc.
First Document Date 26-May-2023
Initial Filing Format Administrative Action
File Number 3-21470
Allegation Type Foreign Corrupt Practices Act
AAER 4411

Violations Alleged

Exchange Act
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
• Sec 30A

Resolutions

First Resolution Date 26-May-2023
Headline Total Penalty and Disgorgement $2,637,554

Related Documents:

34-97609-s 26-May-2023 Administrative Summary
SEC Charges Gartner, Inc. with FCPA Violations in South Africa
On May 26, 2023, the SEC "announced settled charges against Gartner, Inc., a technological research and consulting company headquartered in Stamford, Connecticut, for violating the anti-bribery, books and records, and internal accounting controls provisions of the Foreign Corrupt Practices Act."
34-97609 26-May-2023 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
On May 26, 2023, the SEC instituted settled cease-and-desist proceedings against Gartner, Inc., stating: "This matter concerns Gartner's violations of the anti-bribery, books and records, and internal accounting control provisions of the Foreign Corrupt Practices Act of 1977 . . . , as a result of a scheme to obtain and retain business from a South African government entity, the South Africa Revenue Service."